Licensing Process for Trustees - Practical Experience with FINMA and Supervisory Organizations


Wednesday, 08 September 2021
12.00 - 13.30


,


on-line

Zurich Center

WEBINAR

Speaker(s)
ANDREA HUBER, Attorney-at-law, LL.M, Pestalozzi Attorneys at Law Ltd.
www.pestalozzilaw.com

 
Andrea Huber is a Partner and member of Pestalozzi’s Financial Services Group specialising in banking and regulatory matters including FIDLEG, FINIG and FINFRAG, asset management /investment funds, fintech, capital market transactions, compliance and white-collar crime. She regularly represents clients in proceedings before the Swiss Financial Market Supervisory Authority FINMA, the SIX Swiss Exchange and the CDB Supervisory Board (VSB Aufsichtskommission). Andrea advises banks, asset managers, securities firms, investment companies and other financial services providers on all regulatory and legal aspects of their business operations, organisation and products and assists them in obtaining regulatory licenses and approvals.
 
Before joining Pestalozzi, Andrea has been working for major law firms for more than 13 years, most recently as Partner Banking & Finance.
 

Topic

Licensing Process for Trustees –
Practical Experience with FINMA and Supervisory Organizations


  • Licensing process – summary
  • Key issues related to organizational requirements
  • Risk-based approach applied by FINMA
  • FINMA practice on high-risk business models
  • Timeline
  • Pitfalls to avoid
Questions can be submitted by email in advance or asked during the lecture.

Fee
Webinar price CHF 40.00 Full Member
 
Webinar price CHF 30.00 STEP Students
 
Webinar price CHF 50.00 non-Member

CPD
1 ½ hour towards CPD obligation

Register
events@step-ch-fl.com by 07.09.2021

Download

Kindly Supported by

 



Zurück

Verein STEP Supporter

 

 

Verein STEP Supporter

 

STEP Zurich & Lucerne/Zug Centre Supporter

 

Zurich Centre Supporter

 

Lugano Centre Supporter

STEP Basel Supporter