Outsourcing of Risk Management, Compliance and Internal Controls


Tuesday, 29 June 2021
16.30 - 18.00


,


on-line

Lucerne / Zug Centre

WEBINAR

Speaker(s)
MARC BLUMENFELD, Managing Director, Alithis AG
www.alithis.ch

 
Marc Blumenfeld is the founder of Alithis. A modern service provider based in Zurich in the field of compliance, regulatory and legal affairs with profound expertise in the areas of trust and non-profit organizations.
 
He is a Swiss attorney who graduated from the University of Zurich with a law degree and from the Law Faculty of National University of Singapore (NUS) with a Master of Laws (LL.M.) in Comparative and International Public Law.
 
Marc has over 10 years of experience in the wealth planning, trustee and corporate services business working for independent and bank-owned trustees. He is specialised in Trusts and other private wealth structures, Foundations, non-profit organisations and social enterprises, Associations and other sports organisations, International transactions, AML, FATCA, CRS, Cross border, Governance and outsourcings, Data protection, Internal and regulatory investigations.
 

Topic

Outsourcing of Risk Management, Compliance and Internal Controls


The talk will cover the following items:
 
  • New Outsourcing Regulations for Trustees: Swiss Financial Institutions Act (FINIA)
  • We discuss outsourcing of Risk Management, Compliance and Internal Control tasks / functions
  • We look at how the FINIA overlaps with the Swiss AML Act (AMLA)
  • We discuss practical implications and challenges of intra-group and third party outsourcings
  • We discuss organizational aspects of outsourcing also with regards to company size


Fee
Webinar price CHF 40.00 Full Member
 
Webinar price CHF 30.00 STEP Students
 
Webinar price CHF 50.00 non-Member

CPD
1 ½ hour towards CPD obligation

Conditions

Register
events@step-ch-fl.com by 28.06.2021

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